Senior Principal, Regulatory Relationship Manager (Capital/Liquidity)
 New York, NY

Who we are:

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries. As of Oct. 30, 2020, BNY Mellon had $37.1 trillion in assets under custody and/or administration, and $1.9 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on Follow us on Twitter @BNYMellon or visit our newsroom at for the latest company news.

BNY Mellon Risk and Compliance – Office of Regulatory Relations:

Risk and Compliance oversees risk services across all BNY Mellon businesses. Risk management ensures new business risks are reviewed and approved, while Compliance maintains processes compliant with applicable laws, regulations, policies and ethics.

The Office of Regulatory Relations is responsible for developing and coordinating the company-wide strategy and approach to major regulatory supervisory matters. The function centrally manages BNY Mellon’s relationships and interactions with supervisory regulators, partnering with all business and functions across the company.

Role description and opportunities:

Leads and manages all interactions with prudential regulatory agencies, serving as central point of contact for regulators and BNY Mellon executives. Provides direction and drives change in support of firm's regulatory strategy. Oversees regulatory engagements and exams, enlisting support from peers and partners across BNY Mellon. Cultivates collaborative relationships with internal leaders and regulatory supervisors. Provides technical guidance. Proactively identifies obstacles and recommends solutions. Models and champions firm’s values such as diversity, teamwork, client focus, integrity and excellence.

Key responsibilities include the following:

This role will support U.S. regulatory interactions related to BNY Mellon’s capital and liquidity management.

  • Provides direct oversight to regulatory supervision activities, including examinations and ongoing supervisory monitoring
  • Leads internal stakeholders in delivering timely and effective responses and presentations
  • Consults on the identification and remediation of gaps/issues
  • Briefs senior executives on the regulatory agenda
  • Prepares/trains employees for effective regulatory interaction
  • Drives implementation of best practices

Bachelors degree or the equivalent combination of education and experience in business management or related field is required. Advanced/graduate degree preferred. 12 plus years of related work experience is preferred. Excellent written and verbal communication skills required. Experience in the securities or financial services industry perferred. Executive presense and grace under pressure. Previous project or relathionship management experience preferred. Proven ability to manage multiple deliverables simultaneously and within tight dealines.